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MAPPA

About

The Criminal Justice and Court Services Act 2000, in conjunction with the Criminal Justice Act 2003, imposed duties on the police, probation and prison services to make arrangements for the identification, risk assessment and management of people with convictions for violent or sexual offences in the community. These arrangements are known as MAPPA (Multi-Agency Public Protection Arrangements). The Violent and Sexual Offenders Register (ViSOR) was developed to support it.

Aim of MAPPA

The aim of MAPPA is to identify relevant offenders, share information about them, assess the risks that they may pose and to manage those risks. MAPPA is intended to promote the sharing of information between all the agencies, resulting in more effective supervision and better public protection. For example, police may share information with probation officers that they have gathered about an offender’s behaviour from surveillance or intelligence gathering. Issues relating to the victims of crime and any possible contact which they might have with the former offender are also considered by MAPPA.

Categories and levels

The three formal MAPPA categories are:

  • Category One: All Registered Sexual Offenders
  • Category Two: Violent or other sex offenders not subject to notification requirements
  • Category Three: Other dangerous offenders

Whilst the majority of individuals under MAPPA do not, under its own risk assessment, present a risk of serious harm to the public, the arrangements are designed to enable the agencies involved to target resources and attention on those who present the highest risks. As a result, those under MAPPA are managed at one of three ‘risk levels’:

  1. Level One: Involves normal agency management (cases with a low-medium risk of serious harm to others). This will be either the probation service (for people on community orders or on licence following release from prison) or the police (for registered sex offenders).
  2. Level Two: Often called local inter-risk agency management (cases with a high or very high risk of harm to others). MAPPA meetings take place to develop a coordinated plan between the police, the probation service and other agencies.
  3. Level Three: Known as Multi-Agency Public Protection Panels (or MAPPPs, reserved for those deemed to pose the highest risk of causing serious harm or whose management is so problematic that multi-agency co-operation and oversight at a senior level is required with the authority to commit exceptional resources). Only a relatively small number (924 in the year from April 2008 to March 2009) are categorised at this level – normally because they are either considered particulary dangerous or their case has received a lot of media coverage.

How do I know if I’m subject to MAPPA?

If you are subject to MAPPA you should be notified.  For Categories 1 and 2, qualification for MAPPA is based solely on offence and disposal and for Category 3, on previous offending and current risk assessment. It is important to note that MAPPA does not give the supervising agencies any additional powers – it is merely a system for assessing and managing risk.

If you want information about discussions that have taken place about you at MAPPA meetings, you can request this formally from the local MAPPA Co-ordinator. The Co-ordinator will supply an executive summary of the minutes of the meeting. This is not a full version – some information relating to managing risk (such as the address of victims) will be removed.

If you feel you have been wrongly made subject to MAPPA, you (or your solicitor) should contact the Chair of the Strategic Management Board for MAPPA in your local area. You should be able to get details from your probation officer or from the head office of your local probation area. Contact details can be found here.

How will I be managed?

Approximately 95% of ‘registered sexual offenders’ in England and Wales are managed at level one of MAPPA and will usually be managed by either a single police or probation officer. The police are ultimately responsible for managing those under MAPPA. They often work in specially trained Public Protection Units (PPU’s) and are typically ‘plain-clothes’ officers.

As part of maintaining a risk management plan for each of the registered sexual offenders they manage, they will usually conduct home visits whilst an individual is subject to the Notification Requirements.  The frequency of these visits will be related to the MAPPA risk level. As a minimum requirement, MAPPA level one cases will be visited once every twelve months, level two cases every six months and level three cases at least every three months. Any information or incident that indicates that an individual under MAPPA has an increased risk may prompt more frequent visits.

Individuals can move between MAPPA levels if assessed to be more or less dangerous over time. Violent offenders are no longer subject to MAPPA proceedings once their period of supervision by the probation service has ended.

Can details of my MAPPA status be disclosed to my family?

Family members are not automatically informed of somebody’s MAPPA status. However, in some cases a MAPPA meeting may decide that it is in the family’s interest to know. When living with a family member, typically the family will be visited by the probation service or the police, who will ensure that they are aware of any risks. Often, family members may have to agree to certain conditions, such as, where a conviction relates to offences against children, no unsupervised access to children by the individual.

Can details of my MAPPA status be disclosed to a third party?

Police or probation officers will always consider whether it is necessary to disclose information about an individual to protect the public and safeguard children. This applies to all categories and levels of MAPPA. Examples could be:-

  • Where the public may be at risk through the offender’s employment, training or education.
  • Where others may be at risk, e.g. in supported accommodation. This may include other service users, but usually it will be staff and managers who are told.
  • Where there is a need to protect past or potential victims, in particular where an individual strikes up a new relationship with partners who have children or grandchildren. In some cases this may include friends or neighbours who have children.

Any disclosure must comply with the law, must be necessary for public protection, and must be proportionate.

Before a decision to disclose is made, consideration must be given to seeking representation from the individual concerned so that all the information necessary to make a properly informed decision is available. Seeking representation should be considered the norm.

If, having regard to individual circumstances, it is deemed necessary to disclose, it may be possible for an individual to make the disclosure to the third party himself/herself. This could either be in the presence of a police or probation officer or by allowing the police or probation officer to confirm and verify at a later date, the contents of the disclosure with the third party.

Other information

The latest MAPPA report for your area can be found here.

Official guidance on MAPPA is available here.

 

 

Getting property back from the police

This page is for information only. We are unable to provide advice on this. For reasons why, click here.

Aim of this information

This information sets out the general procedure for getting property back from the Police. For more detailed information of the process of a specific Police Force, you should contact either the Police Headquarters for that area or the station where you were arrested.

Why is this important

There are many people who have their property taken away from them when they are arrested by the Police. People often think that they will never be able to get that property back and this information looks at how they may be able to.

How property is retained by the Police

When arrested and/or subject to a police investigation, you may have property confiscated from you which is then held by the police on your behalf.

When the Police investigate criminal offences, they are give wide ranging powers to seize property they believe is relevant to the investigation. This is principally done under s.19 Police and Criminal Evidence Act 1984 (PACE 84).

General power of seizure etc.
(1)The powers conferred by subsections (2), (3) and (4) below are exercisable by a constable who is lawfully on any premises.
(2)The constable may seize anything which is on the premises if he has reasonable grounds for believing—
(a)that it has been obtained in consequence of the commission of an offence; and
(b)that it is necessary to seize it in order to prevent it being concealed, lost, damaged, altered or destroyed.
(3)The constable may seize anything which is on the premises if he has reasonable grounds for believing—
(a)that it is evidence in relation to an offence which he is investigating or any other offence; and
(b)that it is necessary to seize it in order to prevent the evidence being concealed, lost, altered or destroyed.
In simple terms, if the Officer believes that something is relevant to the investigation then he will no doubt seize it. If you are charged with an offence a decision will then be made as to whether that item becomes a ‘Used’ exhibit or an ‘unused’ exhibit. If it is ‘used’ then it means the Prosecution will rely on it at trial in your case. If ‘unused’ then the Prosecution are not relying on it as evidence in the case.

Basically, if the officer thinks that something is relevant to the investigation, then he will seize it.

Getting this property back, either whilst you are in custody or once the proceedings that relate to why the property was confiscated have taken place, can be difficult.

If your property is confiscated it is usually held at the holding/arresting police station until the matter has been dealt with. Once the officer in charge of the case feels that your property is no longer needed, an officer should inform you that your property is ready for collection.

There are two types of property that may be taken from you when you are arrested

  1. The property in your possession when arrested (e.g. coins, watch, lighter, wallet) – any property which is not believed to be of evidential value (and is not an illegal item or substance). This should be returned to you when you leave custody.
  2. Property you own which is of interest to the investigation (e.g. a computer, a large sum of cash, trainers or kitchen knives). This will be retained until the investigation/process is complete.

Getting your property back

If you have had property seized by the police (other than money or cash) then there naturally becomes a point when that property is no longer required under PACE 1984. You won’t necessarily be able to recover all your property (e.g. drugs, knives, guns etc) – some will be forfeited and destroyed.

If you had money or cash seized, the rules and regulations are incredibly complicated, and you are probably best speaking to a solicitor about what to do.

Although the policy of returning property may vary depending on the police force, there is a general process that the Police will use. This usually involves you being notified by them, often in writing, stating that your property can be collected and where you need to go for it.

However, there are some points that you need to know before getting your property back:-

  • The property cannot be returned to you until the officer in charge of the case has authorised it for release.
  • The police can keep relevant property until a case has been resolved and in some cases they can keep it after conviction (in case of a hearing relating to the confiscation of any illegal assets, or a possible appeal in some circumstances).
  • The police will hold your property until all relevant matters have been dealt with. Once the letter of authorisation has been sent to you the general procedure is for them to wait 28 days for you to collect your property or for a response either by telephone or in writing.

If you want to make some enquiries as to whether you can collect your property, you will need to speak to the officer in charge of the case.

If you have been notified to collect your property and fail to do so then after a certain amount of time (often 28 days, but may vary from force to force), the property will be disposed of, either destroyed or sold at auction.

If the Police are disputing your ownership of the property in question, then you may have to prove it is yours. Whilst this can easily be done if you have receipts, if you haven’t got these then you have have to think more creatively – perhaps you have photographs of you with the property.

If the Police still will not return your belongings then you may need to contact a Solicitor or a Barrister. They should be able to give you initial advice as to whether or not you can, in law, recover your property and what steps you will need to take. You may need to bring an action under the Police Property Act 1897 to ask the Magistrates’ Court to compel the Police to return your belongings.

If you are not charged

If you are not charged but the police are still investigating the case, property is dealt with in the same was as if you were charged and released, when the officer in charge authorises it.

If you are not charged, but you have a Co-defendant/s and some of your property is needed for their case it will continue to be held until the case is closed and the officer in charge authorises it for release.

After you are convicted/sentenced

After you have been convicted/ sentenced, once the case has been closed with no outstanding issues you should be given all items which were on your person at the station at the court or be told to attend the station to collect your property.

If you are in prison

If while in custody your property is no longer needed by the Police you should be sent a letter of notification listing what property is being released. This letter can either be sent to the prison or your address at the time of arrest.

When you are sentenced, the Home Office should be told of the outcome and if detained which prison you have been sent to.

This property should be forwarded onto the prison where you are currently being held. The Home Office will usually cover the postage costs.

For items that are too large to post (e.g. car, computer, house), the item/s will remain at the station or holding centre until your released. This is so long as you make contact with the police force in charge and there is no other option for collection. You should try to make it clear when you will be in a position to collect your property.

In custody, you will not be able to collect your property from the station yourself. With this in mind, the police should allow you to use alternative options.

  1. You can write a letter to the station addressed to the officer in charge stating who you are giving permission to collect your property. You must also write a letter to the person collecting the property, giving them permission, and they must bring this letter and some form of ID with them when they go to collect your property.
  2. You can have the property posted to an address different to the prison so long as you inform them of this within a set time frame (usually 28 days). This may vary from force to force.

Some police forces will hold the property in the arresting station until it is claimed. However, it is worth noting that they will likely have a process of disposal after a certain amount of time. Most police stations in London will hold property for around 6 months, after which it will be moved to a main property holding centre within the arresting borough. Addresses for the holding centres are only available directly from local stations.

Contact numbers and addresses for each Police force are available from their website. You can get details of the various forces from the here.

Do not know the officer in charge of your case?

If you do not know the details of the officer in charge you will need to provide the relevant Police force with as much information as possible about your case.

The following information would be useful:-

  • Full name
  • Date of birth
  • Date arrested
  • Reason for arrest/charges
  • Station detained in

 

This page is for information only. We are unable to provide advice on this. Comments below have been disabled and will not be published. For reasons why, click here.

Disclosure of previous convictions in court proceedings

General

The law of disclosure in criminal proceedings applies to all prosecutions, including private prosecutions.

Under the Criminal Procedure and Investigations Act 1996, previous convictions of prosecution witnesses must be disclosed to the defence if they satisfy the test of being reasonably capable of undermining the case for the prosecution against the accused, or assisting the case for the accused.

CPS guidance on private prosecutions makes it clear that the Crown Court may grant a private prosecutor a witness summons to obtain material from the police to enable the prosecutor to comply with the disclosure obligation to the defence. Detailed guidance on this is linked to below.

Crown Prosecution Service Guidance (2007) – Disclosure of previous convictions of prosecution witnesses

Crown Prosecution Service Guidance (2009) – Private prosecutions

As a defendant

During the trial of a criminal charge, reference to previous convictions (and therefore to spent convictions) can arise in a number of ways. The most common is when a bad character application is made under the Criminal Justice Act 2003.  Much of this depends on whether you make a point as part of your case about your character – i.e. if you state you are of good character, the other side would be entitled to adduce evidence of your bad character in the form of your previous convictions.  When considering bad character applications under the 2003 Act, regard should always be had to the general principles of the Rehabilitation of Offenders Act 1974.

The court must be provided with a statement of the defendant’s record for the purposes of sentence. The record supplied should contain all previous convictions, but those which are spent should, so far as practicable, be marked as such. No one should refer in open court to a spent conviction without the authority of the judge, which authority should not be given unless the interests of justice so require. When passing sentence the judge should make no reference to a spent conviction unless it is necessary to do so for the purpose of explaining the sentence to be passed

If you are due to appear in court as a defendant in a trial, you should speak to your solicitor about whether they think that the proceedings will bring up your previous convictions. They are in the best position to advise in relation to your specific case.

However, it is worth bearing in mind that court proceedings are exempt from the Rehabilitation of Offenders, and can therefore disclose spent convictions (subject to above).

As a witness

If a case goes to court some witnesses face an even greater challenge of being cross examined by the defence about their past behaviour which is totally separate from the case being heard.

This “bad character” evidence usually covers earlier criminal convictions, but it is widely defined and can even extend to a poor disciplinary record at work or at school. It is used to show that a witness is not credible and that something in their past suggests that they should not be believed. This could include where they have made false allegations similar to the allegations they are making in the trial.

Before the 2003 Criminal Justice Act there were too many witnesses who were having their character assassinated and their past dragged up with minimal relevance to the case. The Act improved the way bad character evidence is admitted in court ushering in a completely new statutory scheme designed to toughen the previous rules.

Despite this tightening up, witnesses still aren’t always being told that they might be quizzed about their past. Some people are taking the stand without the prosecution telling them that they will be forced to admit episodes from their past before a public audience. Not only can this be extremely traumatic with no prior warning, but it may even mean family members, neighbours or employers hearing about witnesses’ past mistakes without them having the chance to explain first.

If you are due to appear in court as a witness, you should speak to the legal team you are acting as a witness for. We would suggest that you be honest and open about your criminal record, including disclosing any spent convictions that you have. This will help them to advise whether this might come up as part of the process, and what the next steps would be.

For further information on this, see:

Crown Prosecution Service Guidance (2007) – Disclosure of previous convictions of prosecution witnesses

 

Getting copies of court transcripts

To some people’s surprise, not all court proceedings are recorded and/or transcribed. For example, no formal records of Magistrate Court hearings are kept. Obviously, the outcome of these hearings are detailed, but the actual proceedings cannot be replicated as they are recorded.

The original material (the shorthand notes, tape recordings, etc.) of any Crown Court trial belong to Ministry of Justice (MOJ). It is created and held by one of several Court Transcribing firms who are contracted by the MOJ.

You are entitled to apply to the reporting firm for a transcript (for which the reporting firm makes a commercial charge) provided you have obtained permission from the court concerned. The copyright in all transcripts remains with the Crown. The Crown gives blanket permission for copying and distribution of transcripts for any legitimate criminal justice function and/or for access to personal data.

If you wish to obtain a copy of a court case where you were the defendant, you should speak to the court concerned for details of how to go about this. Each court will be linked to a company that is responsible for transcribing at that court.

Please note: It is not possible to get a transcript of a hearing if the record of the hearing is no longer stored. Generally, records are only held for 5 years.

If you have previously had your case referred to the Criminal Cases Review Commission, they may be able to provide you with a copy of your court transcripts. You can view their policy in CCRC – Court Transcripts Formal Memorandum.

 

Victim surcharge

Since October 2012, a new system of imposing a victim surcharge has been in force. The previous regime involved a £15 surcharge on all convicted individuals where a financial penalty was imposed.

The new regime will see the surcharge levied on all those convicted in the courts of any criminal offence. The sums involved will depend on the sentence imposed and so the surcharge is not related to the type of offence committed, the harm caused, the loss suffered by the victim or, crucially, the means of the individual to pay. The surcharge is separate and distinct from any costs or compensation awarded. Judges will have no discretion as to whether they imposed it or not.

The amounts (for those over 18) are as follows:

Offender aged 18 or over at date of the offenceOne Or more offences committed before 8th April 2016All offence(s) committed on or after 8th April 2016
A Conditional discharge£15£20
A fine10% of the fine value with a £20 minimum and a £120 maximum (surcharge should be rounded up or down to the nearest pound)10% of the fine value with a £30 minimum and a £170 maximum (surcharge should be rounded up or down to the nearest pound)
A community sentence£60£85
An immediate custodial sentence *6 months and below – £80
Over 6 months and up to and including 2 years – £100
Over 2 years – £120 (only in Crown Court)
6 months and below – £115
Over 6 months and up to and including 2 years – £140
Over 2 years – £170 (only in Crown Court
A suspended sentence 6 months and below – £80
Over 6 months – £100
6 months and below – £115
Over 6 months – £140

*When sentencing in magistrates’ courts to immediate custody for a single offence committed before 1 September 2014 or more than one offence at least one of which was committed before 1 September 2014, no surcharge is payable.

The Ministry of Justice has published a circular which introduces in more detail the Victim Surcharge. This is available to download here.

Sources of legal advice

This if for information only.  We are unable to provide advice on this.  For reasons why, click here.

Introduction

Many people that we help make use of the information and advice that we’ve provided, and go on to find legal advice to help them with a problem that needs legal expertise. As a result, this section is designed to help you find appropriate legal advice.

You may also want to see if our case work policy can help.

Our links with specific solicitors/organisations

Unlock is unable to provide specific recommendations for solicitors. Our helpline does have details of solicitors that work on different areas of law that you may find useful, depending on the problem you are facing.

Other useful organisations

You can find your local Citizen Advice Bureau (CAB) by visiting their online directory. CAB are often able to provide advocacy and sometimes limited legal support when helping individuals.

Advocate is a charity providing free legal assistance from volunteer barristers.

Free Representation Unit (FRU) provide free legal representation in employment tribunals to those who are not eligible for legal aid and cannot afford to pay for the services of a solicitor. All their work is done by volunteers, usually law students or legal professionals who are usually in the early stages of their career. Referrals to FRU need to be made through one of their referral agencies.

Law Centres can help with legal advice on welfare, discrimination, housing and criminal justice matters. You can search to find your local Law Centre through the Law Centres Network.

LawWorks is an independent charity with a mission to support, promote and encourage a commitment to pro bono across the solicitors’ profession. They provide services to individuals, such as a list of clinics that are available, as well as a referrals list. They also operate a casework service which is for those who require more than initial advice, although it can take a couple of weeks for an application to turn around, so this option is only available for cases which are less urgent.

Searchable websites

The Law Society has an online ‘Find a solicitor’ tool to help you find a solicitor, find advice on what to expect, provide guides to common legal problems and help with what to do if things go wrong. Further guidance covers paying for legal services, specialist solicitors, lawyers for businesses, complaints, directories and frequently asked questions.

There is a ‘Find a legal adviser’ tool through the Ministry of Justice – this links to legal advisers with a legal aid contract in England and Wales.

Useful resources

CANS delivers accurate and up-to-date legal information to the public, students, advisors, lawyers and anyone else with an interest in British and European law. If you would like full access to this site and are resident in England, Scotland or Wales, you can enquire at your local library about access. If you are registered with a library that has access, you should be able to use your card to access it from home.

InBrief is a growing legal resource providing information on the laws of England and Wales. It contains articles on a variety of legal issues, written in layman’s terms by their team of writers. They have extensive legal knowledge and experience in their particular area of the law and provide high quality information on the topics they cover.

Want to complain about your legal advice?

The Legal Ombudsman handles complaints about solicitors. You must make a formal complaint to your lawyer or law firm before you can take it to the Legal Ombudsman. Firstly, put your complaint in writing to the lawyer or law firm concerned. Clearly write ‘Formal complaint’ at the top of your letter and keep a copy (download “Putting your complaint in writing” for more information). Keep copies of everything, including any replies you get. If you are not satsified with the outcome, you can then complain to the Legal Ombudsman.

If you want to complain about a solicitor that has worked for someone else then you need to contact the Solicitors Regulation Authority.

Covering the costs of legal advice

If you have money, then do what anybody would do when looking for legal advice – choose your private solicitor carefully. Check out their experience; ask how much it will cost before s/he starts the work. For example, many firms offer fixed price up-front deals. Research every firm you think can do the job and compare prices. Above all, if you have the funds then don’t risk another conviction by lying about your income to try and gain legal aid.

For civil cases, you may be able to obtain public funding (legal aid) to help with legal costs, but this depends on many things, including your finances (how much you earn, what savings you might have etc) and what sort of legal help you are looking for. You can check if you can get legal aid here.

Pro bono is not a substitute for legal aid, it is an addition to it. It can provide legal help to those who cannot get public funding but cannot afford to pay their legal costs. It means that the lawyers will not charge for any time they spend on a case.

Reporting of criminal records in the media

Introduction

This document is designed for people with a criminal record who want to understand where they stand in relation to their past criminal record being reported in the media.

A wide definition of media is used, including all forms of online reporting. It also considers the publicising of your criminal record by public authorities involved with crime and justice, which may be the source of information for media reports.

Why can, or should, the media report criminal convictions?

What does the law say?

Under English Law it is a general principle that criminal court proceedings for adults should be held openly and in public. The verdict and sentence are normally given out in open court and so are in the public domain. The media therefore have the right to publish the outcome of all such criminal court cases.

Criminal court proceedings for juveniles taking place in Youth Courts are different. Under the Children and Young Persons Act 1933, the public is generally barred from attending Youth Court proceedings, with the exception of the media, who can attend but are prohibited from publishing the name, address or school or anything that is likely to identify a person under 18 as being concerned in proceedings, whether as a victim, witness or defendant (sections 47, 49). However, the restriction in relation to a child or young person who has been convicted may be lifted by the court, if it is satisfied that it is in the public interest.

For more information on reporting restrictions, see Reporting Restrictions in the Criminal Courts (Judicial Studies Board, Newspaper Society, Society of Editors and Times Newspapers Ltd; 2009).

What is the Government’s position?

In recent years, under both the previous Labour Government and the current Government, there has been a push for justice not only being done but being ‘seen to be done’. This has led to increased efforts to publicise sentences given to individuals. In December 2009 the Home Office announced, through the following two publications, proposals to actively promote the publicising of convictions to local communities for about a month after sentencing.

These reports propose that local communities are informed about the criminal convictions and sentencing of adult offenders living in their area (including their names and a ‘summary’ of their address) through the use of leaflets, public meetings, local newsletters or websites.

It is argued that there is a gap in local accountability due in part to the decline of court reporters and consequent reporting of fewer case outcomes in the local media. Thus these proposals are intended to increase public confidence in the criminal justice system and to reassure the public that justice has been done, whilst also deterring potential offenders. According to Publicising Criminal Convictions, 65% of the public think that is important for the public to be provided with information on the sentences handed out to offenders locally, whilst only 24% feel informed about what is happening locally to people convicted of offences. Whilst the more serious an offence is, the more likely it is to attract media attention, it may be that less ‘serious’ offences cause most concern locally and so encouraging publicity of such cases may be most able to increase public confidence in services.

More generally, the report states that, ‘As they are a matter of public record, the presumption should be in favour of publicising verdicts and sentences of Crown and magistrates’ courts in the great majority of criminal cases’. This includes the following where they are imposed as part of a sentence: fines, community sentences, absolute and conditional discharges, Financial Reporting Orders and Travel Restriction Orders.

Will details of my conviction be published?

If the media or local authorities involved with crime and justice plan to report your conviction, they probably already have. How can you find out? Google your name, or the details of your offence. Look back to local paper records around the time you were convicted.

In addition to the potential for media coverage of your sentencing, it could also be publicised in a range of ways by local authorities, for instance through leaflets, newsletters or websites. Although the report Publishing Sentencing Outcomes states that such publicity is not intended to provide the basis for an ongoing record, it is difficult to see how recording conviction, particularly on websites, can avoid this. The report recommends that when publishing details online, public authorities state that ‘the information on this page must not be stored, recorded, republished or otherwise processed without the explicit agreement of [name of the public authority]’. However, as others have noted, this ‘seems a vain hope in today’s information-wise society.’

The reporting of ‘spent’ criminal convictions

What are the rules on reporting spent convictions?

The publication of ‘spent’ convictions by the media can breach the provisions of the 1974 Rehabilitation of Offenders Act (ROA). Under the ROA, your conviction becomes spent at the end of a specified ‘rehabilitation period’ (so long as you have not been given any further convictions during this time). To calculate when your conviction will become spent, you can visit www.disclosurecalculator.org.uk or find out about other ways here.

The length of this period varies depending on the length of the sentence. However, if the prison term is more than four years (both immediate and suspended), or was an extended sentence for public protection, then the conviction will never become spent.

Under the ROA, when a conviction has become spent, it is as though, for most purposes, it has never occurred. You are not obliged to disclose a spent conviction, and you should not be prejudiced as a result of one. This means that in law, for a media organisation to report your spent conviction amounts to an untruth, meaning that they are open to accusations of defamation.

It is not a criminal offence to report a spent conviction, so the ROA does not impose a criminal penalty on journalists or media organisations who do so. As a result of the ROA, technically, anybody reading about the spent conviction shouldn’t use that information in a way that disadvantages you in any way. Of course, this is difficult to prove, and even if you could prove it, there is little you can do.

What can I do if the media reports my spent conviction?

If details of your spent record are reported in the media, you could try contacting the organisation/publication and ask them to remove reference to it as it has now been ‘wiped out by law’ – whilst this term isn’t technically accurate, for the purposes of ‘reporting’, it should have the desired effect.

If your conviction is recorded online, you will need to ask the organisation on whose website it appears both to remove it and to advise Google that any cached references need to be removed.

Suing a media organisation for defamation

If your request for the removal of a record of a spent conviction is not followed, you could inform the organisation that you consider the continued publication of the conviction as ‘malicious’ and commence legal proceedings against them. You are entitled to make a claim for defamation against a media organisation that reports your spent conviction. If proven, you would win the libel case and be paid damages for the effect that the reference to this conviction has had on your reputation. Sometimes, the threat alone is enough for them to act.

If you were to make such a claim, the organisation would, however, have various defences open to it, including:

  • The defence of justification. This allows the media to report things that can be shown to be true without fear of legal action. However, this defence fails if you can show that your conviction is spent and that the arguments about malicious intentions apply since this would mean that there was no public interest in referring to the conviction.
  • The defence of fair comment. This allows opinions about public figures relating to a conviction they have (even if it spent) to be published, if they are honestly held opinions and can be shown to be in the public interest. This defence works on the assumption that the actions of those in public positions (e.g. politicians) are open to public scrutiny.
  • The defence of privilege argues that the public interest in freedom of speech outweighs the rights of the individual making the claim for defamation. Qualified privilege can be used by the media to enable them to make fair and accurate reports of a conviction, or to quote words from a case.

However, any of these defences can be rebutted if it is proven that there was no public interest in reporting this material or that the statement was reported with malice. Malice is defined in law as ‘published with an irrelevant, spiteful or improper motive’ (Herbage v Pressdram 1984). The burden of proving malice in such a case would rest on you, and is very difficult to do so in practice.

What usually happens in practice?

The BBC’s Editorial Guidelines, which tend to be the benchmark for broadcasters, include no mention of spent convictions. The section on privacy is of most relevance here. They state that ‘an individual’s right to privacy is also qualified by their behaviour. People are less entitled to privacy where their behaviour is criminal or seriously anti-social.’ The guidelines include a list of examples of public interest, some of which may be used by media organisations in justifying their reporting of spent convictions.

There is no single definition of public interest, it includes but is not confined to:
• exposing or detecting crime
• exposing significantly anti-social behaviour
• exposing corruption or injustice
• disclosing significant incompetence or negligence
• protecting people’s health and safety
• preventing people from being misled by some statement or action of an individual or organisation
• disclosing information that allows people to make a significantly more informed decision about matters of public importance
There is also a public interest in freedom of expression itself.

In practice, newspapers tend to take a pragmatic approach about the likelihood of libel litigation set against the copies sold. Most news journalism can argue that it is serving some kind of public interest by making revelations about past convictions, including ‘spent’ convictions, and that there is no malice. This means that the media can publish the details of, and comments, on ‘spent’ convictions without fear of libel law suits and the consequences in terms of paying damages if the case was lost. Nevertheless, the potential level of hassle should hopefully mean that if you initially make a request for the media to remove references to your spent convictions, it should have the desired effect. If it doesn’t, you should complain to the Independent Press Standards Organisation (details below).

The situation is also complicated by online records of convictions. Once a conviction is online, and so in the public domain, the media can quote it in their outlets since they are not ‘revealing’ anything new, just stating a known fact. Nobody’s data is being invaded if past news sources are quoted and privacy rights are not being compromised. This seems to be true even in the case of ‘spent’ convictions. If the conviction is on record, it is likely that in certain situations the media are able to justify the ability to publish these details even though it is spent.

Furthermore, even if you are successful in getting information removed by the ‘host’, it is possible that this information has been collected on a number of other websites, and so the task of requesting them each individually to remove the information can be time consuming.

Is there anything I can do if…?

The details published about my conviction are inaccurate?

If a report of your conviction contains inaccurate or misleading information, you should contact the relevant organisation and ask that they correct the information, providing them with the relevant accurate information.

If a media organisation refuses to correct the information you should complain to the Independent Press Standards Organisation. You may also be able to make a complaint to the Information Commissioner’s Office if personal information about you is inaccurate.

Publicity about my conviction is causing harm to others or to me (beyond my objection to the publicity)?

Disclosure of a sentencing outcome can inadvertently reveal personal information about a person other than the person convicted. The Publicising Sentencing Outcomes report advises local authorities to take particular care in such situations, noting that even if the court did not consider it necessary to impose formal reporting restrictions, there may be cases where disclosure may nevertheless cause harm (for instance, where the relevant facts were not before the court at the time).

It suggests that it might not be appropriate to release information which:

  • could be used to identify offenders’ families (over and above a shared surname), especially if disclosure would place them at risk of harm (e.g. reprisals)
  • could be used to identify victims or witnesses, especially if this would cause the victim undue embarrassment or distress, or place them at risk of suffering reprisals, or expose them to unwanted media or public attention

The guidelines also recognise that care should be taken if the individual with a conviction is known to have a specific vulnerability (e.g. mental health issues or physical ill health), which might mean that publicising the conviction ‘risks unwarranted adverse consequences’ (i.e. not simply that the offender objects to the publicity). This may arise in particular if the sentence includes a drug or drink rehabilitation order or a mental health disposal.

In such cases, the guidelines argue it is not necessarily unlawful to disclose any information at all. For instance, it might be possible to address the concern by limiting the information to a small number of individuals (e.g. the community affected by the crime), by giving it out in a meeting or leaflet rather than putting it on a website so it will only be seen by people in the local area and it will be less easy to copy. In a particular case, it may be possible to reassure a community by making it known that a conviction for a specific offence has been secured without the need to disclose personal information (for instance, it might be possible to give details of the sentence without disclosing that the sentence involved a mental health disposal).

If you feel that a local authority which is reporting your conviction is not taking appropriate steps in such cases, it would be worth contacting them and citing this guidance (although note that it is not legally binding). If a media organisation is at fault, you could try contacting them and hope that they see this guidance as relevant, although it is intended for public authorities involved with crime and justice, rather than the media. You could also contact MediaWise, who provide free and confidential advice and support to members of the public on the receiving end of inaccurate, intrusive, unfair or irresponsible journalism.

A local authority is still publicising my conviction six months after the sentencing?

If a local authority is still publishing your conviction (even if it is not spent) after six months, it is worth contacting them. This is because the proposals outlined in Publishing Sentencing Outcomes advise local authorities that they should publicise sentencing outcomes to local communities in a manner that is ‘‘timely’ and ‘time-limited’’. More specifically, it recommends that ‘as a rule of thumb… convictions remain publicised for no longer than a month, and that any such publicity material (web page, leaflet, posters) be removed within six months of the conviction being recorded’.

Therefore, if you are aware that a local authority is still reporting your conviction after six months, it is worth asking them to remove the reference (refer to the Publishing sentencing outcomes report). However this is not legally enforceable, as the report notes. ‘Removal of the relevant material within the suggested time limits is not a specific legal requirement under the Data Protection Act 1998.’ In this situation, you might find it worthwhile to contact your local MP to ask them to contact the local authority on your behalf.

Useful organisations

The Independent Press Standards Organisation is an independent self-regulatory body which deals with complaints about the editorial content of most newspapers and magazines (and their websites). They monitor industry standards by training journalists and editors, and work pro-actively behind the scenes to prevent harassment and media intrusion.

The MediaWise Trust provide advice and support to those affected by inaccurate or unfair press coverage and those considering selling stories.

The Information Commissioner’s Office provide details on data protection problems, and have details on how and when to make a complaint.

Compensation as a victim of crime

Aim of this page

This page sets out how a criminal record may impact on your ability to claim criminal injuries compensation.

Why is this important?

The criminal Injuries compensation scheme is administered by the Criminal Injuries Compensation Authority (CICA) and is a government-funded scheme designed to “compensate blameless victims of violent crime in Great Britain”.

The rules of the scheme and the payments awarded are set by Parliament. It’s not our intention to go through the scheme in detail on this page, but it’s important to know that if you have a criminal record, the CICA may refuse or reduce any payments to you. Importantly, if your conviction is spent then this shouldn’t impact on any claim you make.

Unfortunately, despite many challenges, the government remains of the view that unspent convictions should have an impact on compensation. As you will read below, this has been challenged in the courts and has so far been unsuccessful.

Full details of the scheme (updated in 2012) can be found on the government website.

Withholding or reducing an award

As part of the application process, the CICA will consider:

  • The evidence given by you to the police at the time of the incident
  • Your criminal record; and
  • Medical evidence (if required)

If you have any convictions which are unspent at the date of the application, these will be taken into account and, unless there are exceptional circumstances, the amount of your payment will usually be withheld or reduced.

An award will not be made to an applicant who, on the date of their application, has an unspent conviction for an offence which resulted in:

  1. A sentence excluded from rehabilitation (for example an IPP sentence)
  2. A custodial sentence
  3. A sentence of service detention
  4. Removal from Her Majesty’s service
  5. A community order
  6. A youth rehabilitation order
  7. A sentence equivalent to a sentence under sub-paragraphs (1) to (6) imposed under the law of Northern Ireland or a member state of the European Union, or such a sentence properly imposed in a country outside the European Union.

For offences which did not result in one of the above sentences/disposals, an award will be reduced using a penalty point system. The more recent the conviction and the more serious the sentence, the more penalty points the conviction will attract.

Penalty points

Further information about the points system can be found here.

The points system is aimed at improving consistency in the decision making process, however the CICA can decide to make greater or lesser reductions if they believe the circumstances warrant it. For example, a smaller reduction may be made if you were injured whilst helping the police uphold the law. Alternatively, if you have a low penalty point score but your conviction involved a violent or sexual offence, the award may be reduced further.

As well as any convictions you have at the time of making your application, the CICA will take account of any other convictions you receive before your claim is settled.

Scenarios

The following scenarios are examples to help show how the CICA will deal with applicants who have a criminal record.

2 years ago James was convicted of theft and received a 2 year community order.

Last month, James was the victim of an unprovoked attack in the street which resulted in serious injury to his head and neck. He submitted an application for Criminal Injuries Compensation.

The CICA did not award James any compensation on the basis that his community order was unspent for a further year.

7 months ago Sally was convicted of criminal damage and received a £500 fine.

Two months ago when she was returning home from a night out, Sally was sexually assaulted by an unknown assailant.

Sally’s claim for Criminal Injuries Compensation was reduced as a result of her conviction being unspent.

Jason received a 2 year prison sentence for fraud in 2008. He applied for Criminal Injuries Compensation a month ago after he was assaulted by a drunken youth on a train home from work.

Jason was awarded the full amount of his claim as his conviction was spent.

 

Appealing a decision

If you disagree with the decision make by the CICA, you can appeal it through the First-tier Tribunal. You will need to appeal the decision within 90 days of it being given.

You will need to set out in any appeal application why you believe the decision was wrong and, if possible, provide any additional information which would support your reason for the appeal.

Members of the First-tier Tribunal are entirely independent and will make a decision based on the whole claim. Their decision is final unless a Judicial Review finds that they have erred in law.

Recent appeals

In 2015 TQ, appealed a decision made by the CICA to refuse her compensation on the basis that she had an unspent conviction at the time of the application.

The details of the case were that when she was 12 years old she was raped and, despite reporting the matter to the police, her assailant was not prosecuted. As a result of this she started to use drugs heavily and suffered from uncontrollable anger issues. In 2008 and 2010 she received several convictions including assaulting a police officer and possession of class A drugs with intent to supply.

In 2013 she received severe injuries after being sprayed with acid by an unknown assailant who was later sentenced to 6 years 3 months in prison. She applied for and was refused compensation.

The First-tier Tribunal upheld the original decision stating that ‘Annex D of the scheme distinguishes between those with spent and unspent convictions by referring to the Rehabilitation of Offenders Act 1974. In numerous areas of Government policy making, it is legitimate and appropriate for those with unspent convictions to be treated differently to those with spent convictions. In our judgement, the provision of Criminal Injuries Compensation is one such area’.

In 2016, the Guardian reported the case of a rape victim who took her case to the High Court successfully challenged the CICA decision in her case (although the circumstances are quite exceptional).

Discuss this with others

Read and share your experiences on our online forum.

Below you will find links to useful websites relating to this page. More specific details (including addresses and telephone numbers) of some of the organisations listed below can be found here.

More information

  1. For practical information – More information is available on the Rehabilitation of Offenders Act 1974 section
  2. To discuss this issue with others – Read and share your experiences on our online forum
  3. Questions – If you have any questions about this, you can contact our helpline.

Get involved

Help us to add value to this information. You can:

  1. Comment on the page (below)
  2. Send your feedback directly to us
  3. Discuss your views and experiences with others on our online forum

This page was last fully reviewed and updated in April 2017. If you’ve spotted something that needs updating, please let us know by emailing the details to advice@unlock.org.uk.

Commercial insurance

Download our list of commercial insurance brokers 

Aim of this page

The aim of this page is to set out what is meant by commercial insurance and what you may need to disclose about your criminal conviction when you are purchasing it.

It forms part of our information section on insurance.

Why is this important?

If you are looking to purchase a commercial insurance policy, you will usually be asked to provide details of all the directors of the company. If any director has ‘unspent’ convictions then these would normally have to be disclosed.

Changes to consumer insurance disclosure law came into force in April 2013 but, these changes did not extend to commercial polices which is why this information is important.

What is meant by commercial insurance?

In most cases, it will be obvious. For example, it will normally involve policies that have a significant commercial element to them, including commercial buildings and contents, public liability, commercial motor or insurance taken out by companies.

Ultimately, if in doubt, the best advice is to check with the insurer, because in some cases, it will depend on the individual case. For example:

  1. A car used for pleasure and business. It will depend on the balance of the use. Personal use, with occasional business use, is likely to be regarded as ‘consumer insurance’.
  2. A van used for both business and pleasure. Again, it will depend on the balance of the use. Business use, with occasional personal use, is likely to be regarded as ‘commercial insurance’
  3. Buy to let insurance. An individual letting his own property out (possibly as part of his pension) could be classed as a consumer, whereas a buy-to-let landlord with numerous properties is likely to be a commercial client.
  4. Taxi insurance. This is likely to be regarded as a commercial insurance policy.

What do I need to disclose for commercial insurance?

On the 12th August 2016, the Insurance Act 2015 came into force. It applies to all commercial insurance contracts and has been described by the UK government as “the biggest reform to insurance contract law in more than a century”.  Part 2 of the Act creates a new ‘duty of fair presentation’ aimed at encouraging active (as opposed to passive) engagement by insurers, as well as clarifying and specifying known or presumed to be known matters.

Previously, insurance law was underpinned by a principle of utmost good faith. Generally this meant that you needed to volunteer any information that a reasonable insurer may have regarded as a material fact. This included any circumstances that could:

  1. Affect the insurer’s willingness to insure a particular risk; and
  2. Cause the insurer to charge a higher premium, or alter the terms of the policy.

On this basis, most insurers may have expected that you would disclose an unspent conviction which related to either yourself or other directors.

Under the 2015 Act, you will be required to disclose sufficient information to put an insurer on notice that they may need to make further enquiries about a potential material circumstance. In this context, it could mean that an insurance company would expect you to notify them if you/fellow directors have unspent convictions. It would then be up to the insurer to decide whether to make further enquiries.

We would advise anybody with unspent convictions to ensure that they disclose all unspent convictions of people who are covered by the policy. This is even where there isn’t a specific question about convictions. Ultimately, if the insurer doesn’t believe it is relevant, they will inform you of this, and you should keep a written record of this if you end up purchasing a policy from them, in the event of a dispute later on down the line.

If you are not sure whether a policy is regarded as consumer or commercial insurance, you should err on the side of caution and disclose all unspent convictions, getting some form of written confirmation of your disclosure, which will be helpful in the event of a dispute.

Remember that you don’t need to disclose spent convictions.

Where can I get commercial insurance?

Unlock’s list has details of companies that can provide commercial insurance.

However, it is also likely that, given this is an area of insurance that is less developed for people with convictions (because it is less common), you are also likely find brokers who do not necessarily specialising in helping ‘people with convictions’ who will be able to help you simply because you are looking for commercial insurance.

Discuss this with others

Read and share your experiences on our online forum.

Below you will find links to useful websites relating to this page. More specific details (including addresses and telephone numbers) of some of the organisations listed below can be found here.

More information

  1. For practical information – More information on insurance and our list of commercial insurance brokers
  2. To discuss this issue with others – Read and share your experiences on our online forum – commercial insurance
  3. Our policy work – Read about the policy work we are doing on ensuring fair treatment by insurance companies
  4. Questions – If you have any questions about this, you can contact our helpline.

Get involved

Help us to add value to this information. You can:

  1. Comment on this page (below)
  2. Send your feedback directly to us
  3. Discuss your views and experiences with others on our online forum

 

Working overseas

If you’re applying to work overseas, you need to be aware that the laws on disclosing criminal records in the UK (such as the Rehabilitation of Offenders Act) don’t apply.

Alongside any specific entry requirements of the country, the employer may also have their own policies and practices (depending on the countries disclosure laws) around asking for criminal records.

It’s not possible for this site to go into detail about the laws of different countries.

However, some employers overseas may require you to obtain a copy of your criminal record from the UK.

Depending on your role, you may be able to provide a basic disclosure. However, some employers may require you to provide more information.

ACRO provide an International Child Protection Certificate which may be required by some employers where you are working with children. This will disclose all criminal convictions and cautions held on the PNC.

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